F
Francis Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,582,269
Clients
34
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
34
TypicalAverage account size
$958,302
About
Francis Capital Management provides investment and wealth management to individuals and families, and also accepts trusts, pension and profit-sharing plans, charitable organizations and businesses. The firm operates on a fee-only, percentage-of-assets-under-management basis and manages client portfolios on a discretionary basis, investing primarily in individual equities, fixed income securities, mutual funds and exchange-traded funds.
The firm pursues a long-term, total-return orientation and combines fundamental and technical analysis to identify opportunities, favoring customized, separately managed portfolios rather than pooled or model strategies and avoiding hedge funds and private equity. Clients receive ongoing communication and quarterly reporting, and the firm typically operates through an institutional custodian to access trading, research and administrative services.
Notable differences from many peers include an explicit custody requirement — the firm states it will not manage accounts unless the client places assets with the recommended custodian — and it discloses the potential conflict that may arise from receiving institutional services. The firm also notes it is employee-owned, does not provide standalone financial planning, and does not charge performance fees.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
0.45% to 1.50% depending on account type and other criteria
Minimum fee: Minimum fee may be reduced at firm's discretion; specific minimum not clearly stated Fee-only: Firm is fee-only, receives only investment advisory fees
Main office location
Francis Capital Management, Inc.
Flower Mound TX, United States
Number of offices
1
Most active in
Francis Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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