Frame Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Frame Wealth Management is a registered investment adviser that offers a “Personal Chief Financial Officer” style wealth management program, providing discretionary investment management, advanced planning, financial planning, and relationship management to individuals, trusts, and charitable organizations. The firm’s brochure also notes that, as of December 31, 2025, it did not yet manage any discretionary or non-discretionary client assets.
The firm’s investment approach is grounded in Modern Portfolio Theory and a long-term, buy-and-hold orientation that emphasizes diversified, asset-class exposure primarily through no-load mutual funds and ETFs. Frame Wealth uses model portfolios and third‑party sub‑advisers and lists Dimensional Fund Advisors, Vanguard, Bridgeway and AQR among commonly recommended providers; it may also engage third‑party fixed‑income managers, incorporate ESG constraints at client request, and use Monte Carlo analysis in planning.
Distinctive features disclosed in the brochure include an affiliated law practice that provides estate planning, asset‑protection, probate and Medi‑Cal planning services under separate engagements, with the adviser acknowledging and disclosing the resulting conflict of interest. The firm also offers limited‑scope, often complimentary, second‑opinion services for professionals and business owners and relies on an outsourced sub‑adviser/back‑office relationship with Focus Partners | Advisor Solutions; it operates as a small, fee‑only firm with a single principal.
Client services
Financial planning
Portfolio management
Expertise
ESG / Sustainable investing
College savings (529s, UTMA, etc.)
Equity compensation tax strategy
General estate planning guidance
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.80% $5,000,001 - $15,000,000: 0.60% $15,000,001+: 0.50%
Account minimum: $3,125 per quarter household minimum fee Minimum fee: $3,125 per quarter household minimum fee Fee-only: Fee-only financial advisor, no commissions or other compensation
Main office location
Frame Wealth Management
Carlsbad CA, United States
Number of offices
2
Most active in
Frame Wealth Management has reported serving >5 clients in these states in the last 12 months.
California · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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