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FQI Capital Management LLC

Updated today

Client assets under management

$13,310,260

Clients

76

45% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

38

Typical

Average account size

$175,135

About

The firm provides discretionary portfolio management and advisory consulting to individual investors — including high-net-worth clients — as well as pension plans and corporate clients. Services include model-portfolio management, ongoing account monitoring, and consulting that may involve real-time review and recommendations for hedging and income-generation.

Investment decisions are guided by quantitatively driven models and a blend of top-down fundamental sector selection with technical overlays and sentiment measures to time entries and exits. The firm routinely implements derivatives strategies, particularly options, within client accounts to define risk, hedge exposures, and generate income alongside equity and ETF holdings.

Distinctive features include the availability of performance-based fee arrangements for qualified clients, a practice that is uncommon among similar advisors, and a consulting offering that requires a relatively high asset threshold to engage. The firm has also disclosed and resolved a regulatory matter related to prior deviations from disclosed client risk tolerances.

Client services

Portfolio management Advisory consulting

Expertise

Options & derivatives strategies Active portfolio management Private / alternative investments

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Fee options

Percentage

1.00% to 2.00% annually (varies by assets, complexity, and administration)

Performance-based

Up to 20% of annual gross profits with a 3% minimum return and high watermark; fixed portion max 1% per annum of portfolio equity payable quarterly in arrears; applicable to qualified clients with net worth over $2,100,000 or accounts of at least $1,000,000

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Derek A

Series 63, Series 65

Highland Village, TX

FQI Capital Management LLC

Derek Atkinson is a financial advisor at FQI Capital Management LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at FQI Capital Management since 2018, following roles at DSA LLC and First Financial Equity Corporation. FQI Capital Management provides discretionary portfolio management and model-portfolio services to individual investors, including high-net-worth clients, as well as select pension and corporate accounts. The firm combines quantitatively driven models and systematic technical timing with fundamental sector selection and employs derivatives for risk management within separately managed accounts.

Options & derivatives strategies Active portfolio management Private / alternative investments
user avatar

Joshua C

Series 63, Series 65

Dallas, TX

FQI Capital Management LLC

Joshua Cohen is a financial advisor at FQI Capital Management LLC in Dallas, TX, holding Series 63 and Series 65 licenses with 15 years of industry experience. His prior roles include positions at Active Alts Inc., McElhenny Sheffield Capital Management, Ackerman Capital Partners, Kestra Financial Services, Paradigm Financial Partners, and NFP Securities. FQI Capital Management provides discretionary portfolio management and model-portfolio services to individual investors, including high-net-worth clients, as well as select pension and corporate accounts. The firm combines quantitatively driven models and systematic technical timing with fundamental sector selection and employs options and derivatives strategies within separately managed accounts.

Options & derivatives strategies Active portfolio management Private / alternative investments
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