Foxstone Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$67,896,111
This total excludes 18 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
230
11% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
230
Very HighAverage account size
$295,200
About
Foxstone Financial provides investment management and financial planning to individuals and a range of institutional clients, including pension and profit-sharing plans, corporations, charitable organizations, and other investment advisers. The firm also facilitates insurance product recommendations and may coordinate tax-reduction planning through affiliated entities.
Investment management is organized around a “Freedom 4” allocation framework that divides assets into liquidity, retail (managed portfolios), guaranteed (insurance products) and alternative (third-party managed) quadrants, with allocations tailored to each client’s risk tolerance and income needs. The firm typically exercises discretionary authority, recommends institutional strategists and SEI model solutions, and conducts due diligence on third-party advisers used in client accounts.
The firm manages roughly $79.8 million for about 230 clients, a client load that is high relative to most independent firms and uncommon for a single-advisor operation to serve alongside institutional-type clients. The brochure discloses affiliations that can create conflicts of interest — notably the owner’s insurance sales activity and part-ownership of tax-planning businesses — and reports a 2024 consent order in Arizona related to unlicensed activity that resulted in a penalty.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Annuities
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Fee options
Fixed fee for financial planning services up to $5,000, varies by complexity
$0+: 0.50% to 2.50% $0+: Maximum platform fee for Institutional Strategists: 0.50%, total max annual fee 1.00% to 3.00% $0+: SEI Investments annual fee: 0.10% to 1.25%, total max annual fee 2.50%
Insurance product commissions through affiliated insurance agency
$250 per hour for consulting services
Main office location
Foxstone Financial
9380 Station Street, Suite 225
Lone Tree CO 80124, United States
Number of offices
2
Most active in
Foxstone Financial has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Colorado · Idaho · Texas · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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