Fountain Financial Group, Inc. logo

Fountain Financial Group, Inc.

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Client assets under management

$38,200,000

Clients

66

12% high-net worth

Advisors

3

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

22

Low

Average account size

$578,788

About

Fountain Financial Group is a fee‑based financial planning and investment management firm that serves individual and high‑net‑worth clients, charitable organizations, and other financial professionals. The firm provides discretionary portfolio management, financial planning and consulting, assets‑held‑away reviews, and management of variable annuity and variable universal life sub‑accounts.

Investment programs are implemented on a discretionary basis and built from client goals, time horizons, and risk tolerances, using a mix of fundamental and charting analysis with at least quarterly reviews. The firm may recommend or monitor third‑party managers, uses external algorithmic signals from a vendor called Scarecrow Trading for certain strategies, and provides model allocation guidance and educational instruction to unaffiliated registered representatives and investment adviser representatives.

FFG discloses an affiliation with an insurance agency through which firm principals sell insurance products and precious metals for commission, and it runs public seminars and paid workshops for organizations — disclosures the brochure identifies as potential conflicts of interest. The firm manages roughly $38.4 million in discretionary assets with three advisors and also discloses referral and fee‑sharing arrangements with a third‑party manager (Gradient Investments) and a higher‑fee “Directional Strategy” that relies on external signals, features that are less common among similarly supported firms.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Active portfolio management Options & derivatives strategies

Fee options

Fixed

Financial planning fixed fees $500 - $5,000; Educational instruction fixed fee $500 - $3,000; Assets Held Away consulting flat fee $500 - $2,000

Percentage

$0 - $99,999: 1.95% per annum $100,000 - $249,999: 1.75% per annum $250,000 - $499,999: 1.55% per annum $500,000 - $749,999: 1.35% per annum $750,000 - $999,999: 1.15% per annum $1,000,000 - $1,499,999: 1.00% per annum $1,500,000 - $1,999,999: .95% per annum $2,000,000 - $4,999,999: .85% per annum $5,000,000 - $9,999,999: .75% per annum $10,000,000+: .65% per annum

Project-based

Financial consulting services $150 per hour; Model allocation guidance $150 per hour; Assets Held Away consulting $150 - $300 per hour

Other

Account minimum: $25,000 Fee-only: Financial planning fixed fees $500 - $5,000; Financial consulting hourly rate $150; Educational instruction fixed fee $500 - $3,000; Model allocation guidance hourly fee $150; Assets Held Away consulting flat fee $500 - $2,000 or hourly rate $150 - $300; Ongoing Assets Held Away consulting fixed fees $500 to $9,500 annually depending on account value

Main office location

Fountain Financial Group, Inc.

16921 E Palisades Blvd, Suite 105

Fountain Hills AZ 85268, United States

Number of offices

3

Most active in

Arizona · Minnesota · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Mark J

CFP®, Series 63, Series 66

Fountain Hills, AZ

Fountain Financial Group, Inc.

Mark Johnson is a CFP® professional with over 41 years of experience in the financial industry. He has been with Fountain Financial Group, Inc. since 2003 and also serves as president of Fountain Professional Group, Inc., where he provides insurance, estate planning consulting, and education related to charitable gifting through trusts. Additionally, he is involved with Yellowstone Trust Administration, Inc., which markets tax and accounting services to financial advisors. Fountain Financial Group provides discretionary investment management and financial planning primarily to individual and high-net-worth clients, charitable organizations, and financial professionals. The firm tailors portfolios to client objectives and risk tolerances using fundamental and charting analysis, and it offers educational seminars and training to industry professionals.

Active portfolio management Options & derivatives strategies
user avatar

Harold W

Series 63, Series 65

Fountain Hills, AZ

Fountain Financial Group, Inc.

Harold Walpole is a financial advisor with Fountain Financial Group, Inc. in Fountain Hills, AZ, holding Series 63 and 65 licenses and bringing 29 years of industry experience. He has worked at several firms including WFG Advisors, LP and Clarus Wealth Advisors, LLC, and has operated Walpole Wealth Advisors, LLC since 2008, where he also engages in teaching and writing on technical market analysis. Outside of finance, he serves as Secretary for It's Your Health, PC. Fountain Financial Group provides discretionary investment management and financial planning primarily to individual and high-net-worth clients, as well as charitable organizations and other financial professionals. The firm customizes portfolios based on client objectives and risk tolerances, utilizing both fundamental and charting analysis, and offers educational seminars and training for industry professionals.

Active portfolio management Options & derivatives strategies
user avatar

Robert W

ChFC®, Series 66

Apple Valley, MN

Fountain Financial Group, Inc.

Robert Ward is a ChFC® credentialed financial advisor with 23 years of industry experience. He has been with Fountain Financial Group, Inc. since 2017 and also serves as CEO of Oaks Financial Services, where he consults on retirement income strategies. In addition to his advisory roles, he is a licensed insurance agent and spends part of his time offering related products and advice. Fountain Financial Group provides discretionary investment management and financial planning primarily to individual and high-net-worth clients, as well as charitable organizations and financial professionals. The firm employs a range of strategies tailored to client objectives and risk tolerances, including fundamental and charting analysis, option writing, and third-party tactical signals.

Active portfolio management Options & derivatives strategies
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