Foundations Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$30,192,472
Total clients
47
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
47
Average account size
$642,393
About
Foundations Financial Planning serves individuals, high-net-worth clients, pension and profit-sharing plans, and businesses with investment management and a range of financial planning services, including one-time plans and ongoing comprehensive planning. The firm offers discretionary portfolio management alongside written financial plans that address areas such as retirement, estate, cash flow, and business planning.
The firm predominantly uses a passive investment management approach built around asset-allocation targets and low-cost index funds, while applying fundamental and cyclical analysis when performing investment analysis or bespoke investment research. Account supervision follows client-specific investment policy statements and considers objectives, tax implications, and reasonable client-imposed restrictions.
Compared with many solo independent advisers, the firm’s principal maintains a separate CPA practice that provides tax and bookkeeping services and accounts for a significant portion of the principal’s time, and the firm also works with employer-sponsored plans—including pension/profit-sharing arrangements—and retirement plan recordkeepers (e.g., Guideline) for plan consulting and fee billing. The firm additionally provides periodic written reports to clients and conducts educational seminars and speaking engagements (sometimes pro bono), activities that are less common among peers.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Fee options
One-Time Financial Planning fixed fees $2,000 to $4,000
0.75% annually for Investment Management Services; up to 0.50% annually for retirement plan assets held by Guideline
Financial Planning hourly fee $300 to $400 per hour; Retirement plan consulting hourly rate $400 per hour
Minimum fee: Upfront fee of up to $500 for investment management onboarding; $500 upfront charge for Comprehensive Financial Planning Fee-only: Comprehensive Financial Planning monthly fee range $400 - $700 per month ($1,200 - $2,100 per quarter); One-Time Financial Planning fixed fees range $2,000 to $4,000; Financial Planning hourly rates $300 to $400 per hour; Retirement plan consulting hourly rate $400 per hour
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Foundations Financial Planning, LLC
Carthage MO, United States
Number of offices
1
Forms ADV
Quick links
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