F
Fossel Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$38,055,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
8
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$4,756,875
About
Fossel Capital Management provides discretionary portfolio management to high‑net‑worth individuals, their trusts, and not‑for‑profit organizations. The firm offers customized portfolios and basic financial planning support, with a stated account minimum of $1,000,000 that may be negotiable.
The adviser employs a relative‑value discipline across asset classes with bottom‑up fundamental analysis, preferring individual securities and ETFs and occasionally using covered calls or puts. Portfolios are broadly diversified and tax‑aware (favoring holding periods over one year), and the approach can include out‑of‑favor or higher‑risk securities when valuation merits it.
Noteworthy aspects include explicit service to charitable/not‑for‑profit clients and the ability to negotiate fees for charities, which the brochure highlights as an exception to standard practice. The firm discloses that the principal may hold or trade the same securities as clients (with client transactions given priority), does not vote client proxies, and does not take custody of client assets.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1% annually, negotiable for larger accounts or charities
Account minimum: $1,000,000 Fee-only: Fee only basis; no commissions
Most active in
Fossel Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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