Forza Wealth Advisory Services LLC

Forza Wealth Advisory Services LLC provides portfolio management and financial planning services to individual clients, including high-net-worth individuals, and currently serves a very small client base of four. The firm constructs written Investment Policy Statements and advises on mutual funds, fixed income, equities, ETFs, annuities and options as part of its ongoing services.

FWASL employs a range of analytical methods — charting, fundamental, technical, cyclical, quantitative analysis and modern portfolio theory — and uses long‑term, short‑term and options trading strategies to align portfolios with documented risk tolerance and time horizon. The firm operates almost entirely on a non‑discretionary basis and does not have authority to trade without client authorization, so recommendations are presented to clients for approval before execution.

This firm is distinctive for its combination of a solo practitioner model with only four clients and approximately $957,225 reported as non‑discretionary assets under management and $0 discretionary assets, a configuration that is uncommon among independent advisers. Other notable practices that differ from many peers include documented policies around personal trading and conflicts, a policy not to aggregate trades for multiple clients, potential receipt of research/soft‑dollar benefits from custodians, and the option for clients to direct brokerage — all of which affect how trades are executed and monitored.