Forum Wealth Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Forum Wealth Group, LLC is a newly formed, single‑advisor independent registered investment adviser that provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, charitable organizations, and corporate/business clients. Its services include creating written investment policy statements, ongoing portfolio monitoring, and financial planning that can incorporate mutual funds, ETFs, fixed income, real estate funds, private placements and insurance‑based products.
The firm characterizes its investment approach as a combination of fundamental analysis, modern portfolio theory and quantitative methods, and it may employ long‑ and short‑term trading, margin, and options strategies where appropriate. Clients’ goals and risk tolerances are documented in an IPS, FWG typically seeks discretionary trading authority, and portfolio activity is reviewed periodically with custodial reports provided to clients.
Noteworthy aspects disclosed in the brochure include an affiliated insurance activity: the firm’s representative is a licensed insurance agent who may receive commissions for insurance and annuity sales, a conflict the firm states it discloses and documents for clients. The firm also expressly provides portfolio management for corporate or institutional‑type clients—an offering that is less common among small independent advisers—and reported no assets under management at the time of its filing.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Passive / index investing
Annuities
Fee options
$2,500 to $60,000 fixed fee for financial planning
$0 - $500,000: 1.50% $500,001 - $2,000,000: 1.25% $2,000,001+: 1.00%
$250 to $500 per hour
Main office location
Forum Wealth Group
Lipan TX, United States
Number of offices
1
Most active in
Forum Wealth Group has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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