Forum Private Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$0
About
Forum Private Wealth, LLC is a state-registered independent advisory that works with ultra‑high‑net‑worth individuals and families, as well as trusts, estates, businesses, and private foundations. The firm offers comprehensive financial planning, consulting and family office services, covering estate and tax planning, philanthropic planning, risk management, investment analysis, and bespoke client needs.
Rather than providing direct portfolio management, the firm delivers investment analysis and recommends unaffiliated third‑party investment managers or platforms when appropriate, performing initial and ongoing oversight and due diligence on those managers. It coordinates implementation with other professional advisors and can arrange third‑party bill‑pay and business‑management services as part of its family office engagements.
Compared with many peers, the firm focuses narrowly on high‑net‑worth family office and consultative work and structures compensation through planning and project fees rather than percentage‑of‑assets fees; it also does not accept sales commissions or participate in wrap fee programs. Founded recently, the adviser emphasizes individualized coordination among a client’s advisors and offers niche, bespoke services (for example, aviation-related planning) that extend beyond standard financial planning.
Client services
Financial planning
Selection of other advisers
Multi-family office services
Expertise
Business Financial Management
Occupation focus
Founder/Business Owner
Fee options
Fixed project fees negotiable, invoiced with 10% due upon agreement, remainder monthly in arrears
$500 per hour for consulting or separate projects
Account minimum: $50,000 Minimum fee: Minimum fixed fee generally begins at $50,000 annually Fee-only: Fixed fees for ongoing family office services; hourly fees at $500 per hour for consulting
Main office location
Forum Private Wealth, LLC
Carlsbad CA, United States
Number of offices
1
Most active in
Forum Private Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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