Fortune Financial Group, Inc.

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Client assets under management

$141,000,000

Clients

174

29% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$810,345

About

Fortune Financial Group provides comprehensive financial planning and discretionary asset management to individuals, trusts, estates, charitable organizations, and small businesses, with services that include retirement, tax, estate, education, insurance, and cash-flow planning. The firm manages client portfolios using primarily mutual funds and exchange-traded funds and offers alternative investment options as part of its service mix.

FFG implements investment advice through written investment policy statements and emphasizes long-term positions (generally holding securities at least a year), drawing on charting, fundamental, technical, and cyclical analysis; it provides ongoing portfolio monitoring and periodic reporting and acts as a fiduciary for retirement-account recommendations. Asset-based fees are the primary compensation method for investment management, and the firm also makes custody arrangements through independent custodians and uses Schwab and SEI services for execution and reporting.

Notably, the brochure discloses potential non-AUM compensation that is uncommon among peers: advisors may recommend alternative investments from which they could share in profits, and certain transactions can incur custodial ticket charges. The firm also engages a third‑party lead generator (Apex) for prospective client referrals and recently transitioned to SEC registration, which together distinguish its business and referral practices from many similarly sized advisory firms.

Client services

Financial planning Portfolio management

Expertise

Cash flow / budgeting Private / alternative investments

Fee options

Percentage

$100,000 - $250,000: 1.25% annually $250,001 - $1,000,000: 1.00% annually $1,000,001 - $2,500,000: 0.75% annually $2,500,001+: 0.50% annually

Commissions

Commissions may be earned from alternative investments recommended by the firm where they share in profits.

Project-based

Hourly rate advice available at a fixed rate agreed upon in advance.

Subscriptions

Ongoing financial planning relationship available for a monthly fee, direct billed via credit card or ACH.

Other

Account minimum: $500,000 Fee-only: Financial planning fees range from $500 to $4,000 depending on complexity; hourly advice fees at fixed rates agreed in advance.

Main office location

Fortune Financial Group, Inc.

Naples FL, United States

Number of offices

Most active in

Florida · Illinois · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 630-942-9007

Advisors at this firm

Christine K

CFP®, Series 63

Naples, FL

Fortune Financial Group, Inc.

Christine Kalivas is a CFP® with seven years of industry experience, currently serving as a financial advisor at Fortune Financial Group, Inc. since 2018. Prior to this, she worked at Fixed Income Capital Partners LLC for four years. She is a 50% owner of RK Financial Wellness, where she provides financial wellness and coaching benefits to employees and trade associations. Fortune Financial Group offers comprehensive financial planning and discretionary portfolio management to individuals, trusts, estates, charitable organizations, and small businesses. The firm emphasizes long-term investment strategies primarily using mutual funds and ETFs, supported by written investment policies and regular portfolio reviews.

Cash flow / budgeting Private / alternative investments

Bradley R

CFP®, Series 63, Series 65

Naples, FL

Fortune Financial Group, Inc.

Bradley Rosley is a CFP® professional with 38 years of industry experience, currently serving at Fortune Financial Group, Inc. He has worked previously at American Trust Investment Services Inc. and LCM Capital Management Inc. Rosley is also the author of a book, an activity he has maintained since 2001. Fortune Financial Group provides comprehensive financial planning and discretionary portfolio management to individuals, trusts, estates, charitable organizations, and small businesses. The firm emphasizes long-term investment strategies primarily using mutual funds and ETFs, and manages approximately $141 million in discretionary assets across around 174 client relationships.

Cash flow / budgeting Private / alternative investments

Jake R

Series 65

Naples, FL

Fortune Financial Group, Inc.

Jake Rosley is a financial advisor at Fortune Financial Group, Inc. in Tampa, FL, holding a Series 65 license with one year of industry experience. Prior to joining Fortune Financial Group, he has worked at several firms including Newday USA, Stenson Tamaddon, and Millennium Trust Company. Outside of his advisory role, he serves as a dockmaster at Freedom Boat Club. Fortune Financial Group provides comprehensive financial planning and discretionary portfolio management to individuals, trusts, estates, charitable organizations, and small businesses. The firm’s investment approach focuses on long-term holdings primarily in mutual funds and ETFs, supported by written investment policy statements and regular portfolio reviews.

Cash flow / budgeting Private / alternative investments

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