F
Fortune Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,708,446
Clients
12
67% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$225,704
About
Fortune Capital Management provides ongoing portfolio management and investment consulting to a small, diversified client base that includes individuals (including high‑net‑worth clients), retirement plans, charitable organizations, corporations, and other advisers. Services include tailored Investment Policy Statements, regular portfolio monitoring, bookkeeping and general accounting duties, and subadvisory arrangements for unaffiliated advisers.
The firm’s investment process combines charting, fundamental and technical analysis and generally concentrates on equities and ETFs (including precious‑metals ETFs), while also employing options strategies, short sales and margin trades when appropriate. Accounts are managed under written investment policies with discretionary trading authority, and the firm states it seeks fair allocation of opportunities and best execution across client accounts.
Notably, Fortune Capital accepts performance‑based fees for certain qualified clients — an uncommon practice among peer independent advisers — and discloses policies intended to address the conflicts this can create. With a modest asset base and small client roster, the firm also offers subadvisory and fee‑for‑service consulting alongside discretionary portfolio management, and its custody relationships provide access to institutional research and other third‑party services.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
Annual fee of 2.00% of assets under management plus 20.00% performance fee on capital appreciation with high water mark
Main office location
Fortune Capital Management LLC
Jackson NJ, United States
Number of offices
1
Most active in
Fortune Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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