F
Fortunate
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
319
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
319
Very HighAverage account size
$0
About
Fortunate, LLC serves individual investors and retirement plan sponsors and operates as a single-advisor independent advisory firm with roughly 319 client relationships. The firm’s services center on referring clients to third-party investment managers and providing retirement plan design, investment selection assistance, and employee education.
Rather than directly managing portfolios, the firm relies on contracted third‑party managers (including FormulaFolios, AssetMark, and TPFG) to perform investment analysis and portfolio implementation, and provides initial suitability discussions to help match clients to managers. The firm does not exercise investment discretion over client accounts and states it does not give advice about specific securities itself.
Noteworthy for an independent solo practice, the firm maintains a large client load for a single advisor and is affiliated with insurance sales—the advisor also sells insurance and dedicates a significant portion of time to that activity—creating potential conflicts because the firm receives solicitor/referral compensation from third‑party managers and insurance commissions. The firm discloses these conflicts, does not custody client assets, and directs clients to review the third‑party managers’ disclosures for details on investment strategies and risks.
Client services
Selection of other advisers
Expertise
Retirement plans for business owners (SEP, solo 401k)
Fee options
Account minimum: Negotiable at the discretion of the Third Party Manager; each manager sets its own minimum
Main office location
Fortunate
Midway UT, United States
Number of offices
1
Most active in
Fortunate has reported serving >5 clients in these states in the last 12 months.
Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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