Fortified Wealth Strategies, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$46,500,000
Clients
29
55% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
29
TypicalAverage account size
$1,603,448
About
Fortified Wealth Strategies, Inc. offers financial planning and personalized portfolio management primarily for individual and high‑net‑worth clients, delivering services such as retirement, estate, education savings, insurance analysis, and business succession planning. The firm serves a small client base and, when appropriate, recommends third‑party managers or SEI‑provided investment solutions for implementation and custody.
The firm’s investment guidance is built around custom allocation‑based models using strategic and tactical asset allocation, modern portfolio theory, and periodic rebalancing, implemented through mutual funds, ETFs, and sub‑advisors available on SEI’s platform. Fortified Wealth manages client assets on a strictly non‑discretionary basis, requiring client approval for transactions and conducting scheduled reviews to assess changes in objectives or circumstances.
Noteworthy distinctions include that all regulatory assets are managed non‑discretionarily—a relatively uncommon arrangement among peers—and that the firm’s advisor is licensed to sell insurance and may receive commission‑based compensation for insurance products, a potential conflict the firm discloses and manages. As a single‑advisor practice, the firm relies on SEI for custody, outsourced portfolio implementation and wrap services, and the principal’s role as an adjunct finance instructor adds an atypical academic engagement to the firm’s profile.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Business succession planning
General estate planning guidance
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $5,000,000: 0.75% annually $5,000,001 - $10,000,000: 0.50% annually Over $10,000,000+: Negotiable
Insurance commissions earned separately, approximately 10% or less of advisor's time/income
Hourly fee arrangements available in rare circumstances; rates quoted in advance
Fee-only: Financial planning fees range between $10,000 and $30,000; hourly rates available in rare circumstances
Main office location
Fortified Wealth Strategies, Inc.
10465 Melody Drive, Suite 202
Northglenn CO 80234, United States
Number of offices
1
Most active in
Fortified Wealth Strategies, Inc. has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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