Forthright Finances LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$24,500,841
Total clients
52
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
52
Average account size
$471,170
About
Forthright Finances serves individual and high‑net‑worth clients with ongoing financial planning and portfolio management, offering a bundled "Navigation" service that combines financial planning, tax planning, and investment management for a single fee; the firm also provides employee benefit plan consulting and limited hourly engagements. It states it will develop individualized investment policies through 4–6 meetings to implement and monitor a client’s Financial Blueprint and does not impose an account minimum for its Navigation services.
The firm’s investment process centers on fundamental analysis to set asset allocation targets and primarily employs passive investment management using index mutual funds and exchange‑traded funds, emphasizing low turnover and long‑term positioning. Account supervision is tailored to client objectives (e.g., growth or income) and the adviser discourages making investment decisions without an accompanying financial plan.
Forthright Finances discloses several features that distinguish it from many solo advisers: it provides participant education as part of its employee benefit plan work and uses a third‑party scrivener/estate planning service (EncorEstate) for estate document work. The firm maintains an institutional relationship with the Altruist custodial platform—described in the brochure as providing technology and other support benefits that are contingent on platform asset thresholds (currently $5 million)—and it discloses that those benefits create a potential conflict of interest.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Fee options
Fixed annual fee for Navigation services from $20 to $1,000 per month; $1,000 typical fee for estate planning services
$0 - $250,000: 1.25% annually $250,001 - $1,000,000: 1.00% annually $1,000,001+: Flat $10,000 fee per year
$200 to $300 per hour for financial planning services
Minimum fee: Flat $10,000 per year for accounts over $1,000,000; $1,200 minimum annual fee for Employee Benefit Plan Services Fee-only: Ongoing financial planning fixed fees from $20 to $1,000 per month, paid monthly or quarterly in advance; hourly financial planning fees $200-$300 per hour
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Forthright Finances LLC
1718 E Speedway Blvd, #4125
Tucson AZ 85719, United States
Number of offices
1
Forms ADV
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