Forbes Financial Planning, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$237,696,850
This total excludes 16 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
871
47% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
871
Very HighAverage account size
$272,901
About
Forbes Financial Planning, Inc. provides comprehensive financial planning, discretionary investment management, and pension consulting to individuals, high-net-worth clients, trusts, estates and qualified retirement plan sponsors. The firm reports managing about $240.5 million in client assets and serves a large number of individual accounts.
FFP tailors plans and portfolios to individual goals and typically implements portfolios using no-load mutual funds and exchange-traded funds, exercising limited discretionary authority to rebalance and trade on clients’ behalf. The firm also manages assets held away from its recommended custodian using a third-party aggregation platform (Pontera) and directs custodial and execution services exclusively to Fidelity Clearing & Custody Solutions.
Two features distinguish FFP from many peers: it operates with an unusually high client-to-advisor ratio (a single-advisor practice serving over 800 clients), and it is affiliated with an in-house insurance agency, which the brochure discloses can lead to recommendations of insurance products as part of plan implementation. These structural characteristics — high client load per advisor and the insurance affiliation — are highlighted as potential considerations in the firm’s disclosures.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement income strategy
Annuities
Long-term care insurance
Disability insurance
Wealth management
Fee options
Fixed financial planning fee of $4,000 first year ($2,000 initial setup, $500 per quarter maintenance)
$0 - $1,000,000: 1.10% Above $1,000,000 - $3,000,000: 1.00% Above $3,000,000 - $5,000,000: 0.90% Above $5,000,000+: 0.75%
Financial planning hourly fee of $400 per hour
Minimum fee: Financial planning fixed fee of $4,000 for the first year, with $500 per quarter ongoing maintenance fee thereafter
Main office location
Forbes Financial Planning, Inc.
660 Main Street, Unit C 3
East Greenwich RI 02818, United States
Number of offices
1
Most active in
Forbes Financial Planning, Inc. has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida · Massachusetts · New York · Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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