Fondren Oaks Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$18,554,661
Total clients
19
100% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
10
Average account size
$976,561
About
Fondren Oaks Capital Management serves high‑net‑worth individuals, trustees and employer retirement‑plan sponsors, offering tailored asset management, financial planning and retirement‑plan advisory services. The firm does not take on individual clients who do not meet high‑net‑worth criteria, concentrating its roster on wealthier households and plan sponsors.
FOCM follows an active, client‑specific investment process that combines fundamental analysis, Modern Portfolio Theory and stress‑testing, with periodic rebalancing and ongoing monitoring. The firm may place accounts with third‑party/sub‑advisory managers, implements model portfolios for some plans, and requires clients to use its chosen qualified custodian to facilitate execution, reporting and fee billing.
What is notable is the firm’s scale and scope: with two advisors and roughly 19 managed client relationships, regulatory AUM is modest (about $18.6 million) but the firm also provides non‑management advisory services on a substantially larger pool of assets (over $111 million), and it offers both 3(21) and 3(38) retirement‑plan fiduciary options and participant support—services that are less common for firms of this size. The small, concentrated client base and dual emphasis on HNW household management and retirement‑plan consulting distinguish its practice model from many peers.
Client services
Expertise
Fee options
Comprehensive financial plans for fixed fees from $1,000 to $2,500, negotiable
$0 - $1.5 million: 1.00% $1.5 million - $5 million: 0.80% $5 million+: 0.70%
$200 per hour for financial planning
Account minimum: $100,000 minimum, negotiable Fee-only: Financial planning fees billed hourly at $200 per hour; fixed fee financial plans range from $1,000 to $2,500, negotiable
Main office location
Fondren Oaks Capital Management
3100 Monticello, Ste. 830
Dallas TX 75205, United States
Number of offices
2
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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