F
Folgmann Financial Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$38,000,000
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
22
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
22
Average account size
$1,727,273
About
Folgmann Financial Group LLC is an independent, solo-registered investment adviser that serves retail individual clients as well as business retirement plan sponsors. The firm offers non-discretionary portfolio management, comprehensive financial planning, and pension/profit-sharing plan advisory services, including plan-level consulting and 3(21) ERISA fiduciary support.
The firm conducts investment analysis using fundamental, quantitative, qualitative, and technical methods and typically constructs portfolios with multi‑capitalization equities, exchange-traded funds, and mutual funds guided by an agreed asset-allocation plan. For retirement plans it develops customized investment policy statements, performs vendor searches and cost assessments, and provides ongoing investment and compliance consulting on a non-discretionary basis.
Compared with many solo independent advisers, Folgmann routinely works with institutional retirement clients and provides pension consulting, vendor selection using a proprietary scoring methodology, and participant education workshops that use third‑party educational materials and do not discuss products. The firm’s practice is notable for its exclusively non‑discretionary model and for combining individual wealth-management and formal plan‑sponsor services within a small, long‑tenured advisory practice.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Retirement plans for business owners (SEP, solo 401k)
Wealth management
General retirement planning
Occupation focus
Founder/Business Owner
Fee options
$0+: 0.25% to 1.0% annually (Investment Portfolio Management Fees, varies by scope and complexity) $0+: 0.25% to 0.75% annually (Pension Consulting Fees, asset-based fees)
Financial planning fees range from $100 to $250 per hour
Minimum fee: Minimum fee specified in Investment Advisory Agreement, amount not explicitly stated Fee-only: Financial planning fees $100 to $250 per hour (standalone financial planning)
Main office location
Folgmann Financial Group LLC
Woodinville WA, United States
Number of offices
1
Most active in
Folgmann Financial Group LLC has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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