Fogel Neale Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,432,371
Clients
25
4% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$217,295
About
Fogel Neale Wealth Management provides discretionary asset management and wealth management services to individuals, trusts, estates and retirement plans. The firm manages roughly $5.4 million for a small roster of clients and does not impose a minimum asset threshold for new accounts.
The firm constructs customized portfolios from seven model allocations (Large Cap, Mid Cap, Small Cap, International, Alternative, Income and Tactical) and may combine model portfolios to meet individual needs. Investment decisions draw on both in-house and third‑party fundamental and quantitative research (including licensed Morningstar screening data) with a technical overlay and the ability to tactically increase cash allocations when market risk is judged elevated.
Distinctive aspects include a history of operating an affiliated broker-dealer that placed clients into non‑traded REITs and BDCs (assets that have since been transferred to individual client accounts) and an explicit suitability approach to alternative investments for qualified clients. The firm also documents detailed personal trading controls and a code of ethics—complete with restricted and watch lists and procedures for resolving conflicts—that are notable for a small, independent advisory practice.
Client services
Portfolio management
Fee options
Up to 2.0% annually, negotiable
Main office location
Fogel Neale Wealth Management, LLC
42 Broadway, Suite 1227
New York NY 10004, United States
Number of offices
1
Most active in
Fogel Neale Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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