Focus Wealth Advisors, LLC

FOCUS Wealth Advisors serves individuals (including high‑net‑worth clients), pension plans, and business entities with ongoing portfolio management, family wealth and legacy planning, and pension consulting services. The firm prepares an Investment Policy Statement for each client and offers both discretionary and non‑discretionary management with no stated account minimum.

Investment decision‑making integrates modern portfolio theory with charting and technical analysis and uses long‑term and short‑term trading across equities, fixed income, ETFs (including precious‑metal ETFs), TIPS, and occasional margin transactions. FWA seeks discretionary trading authority from clients, conducts periodic reviews (at least annually), provides quarterly custodian reports, and requires clients to custody assets at Fidelity while maintaining standing letters of authorization for certain account withdrawals.

What is distinctive about the firm is its scale relative to staffing: it reported roughly $247.6 million in assets under management (about $243.6M discretionary as of December 31, 2025) across roughly 115 client relationships under a single advising principal, producing an unusually high AUM per advisor compared with supported peers. The combination of an institutional‑level custody arrangement (firm‑mandated use of Fidelity and related operational benefits), use of margin and short‑term trading alongside traditional portfolio construction, and a stated avoidance of third‑party manager selection differentiates its operational and risk profile from many similar firms.