Focus Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$17,426,592
Total clients
98
12% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
49
Average account size
$177,822
About
The firm provides financial planning, portfolio management and consultative services to individuals — including high-net-worth clients — and to a range of institutional sponsors. Services available include hourly and flat-fee financial plans, a quarterly retainer option, and Investment Managed Asset Allocation Portfolios with account maintenance and reporting.
Investment management is built on Modern Portfolio Theory and formal investment policy statements, with asset-allocation driven portfolios using primarily open‑end mutual funds and ETFs, regular rebalancing and discretionary trading authority exercised on behalf of clients. Trade execution and custody are handled through Charles Schwab, and fees for the managed-portfolio program are charged as a percentage of assets and debited from clients’ Schwab accounts on a quarterly basis.
The firm’s business combines percentage-of-AUM managed accounts and a quarterly retainer structure with licensed insurance distribution: advisors are licensed insurance producers and the brochure discloses they may receive commissions on annuities, with conflicts to be disclosed to clients. For a two-adviser, sub-$20 million firm, it is also notable that the staff list a range of advanced credentials in areas such as sustainable investing and digital assets while serving both individual HNW clients and institutional plan types.
Client services
Expertise
Fee options
Contracted financial plan fees, typically $500 or less or greater, with specific billing schedules
$0 - $50,000: 1.40% $50,001 - $250,000: 1.25% $250,001 - $500,000: 1.00% $500,001 - $1,000,000: 0.75% $1,000,001 - $2,500,000: 0.50% $2,500,001+: 0.35%
$150.00 per hour
Main office location
Focus Wealth Advisors LLC
Ocean City NJ, United States
Number of offices
2
Most active in
New Jersey · South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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