Focus Planning Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$41,768,028
Total clients
82
9% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
82
Average account size
$509,366
About
The firm serves individual clients (including high-net-worth individuals), small businesses, charitable organizations and retirement plans, providing comprehensive financial planning, investment consultation and portfolio management. Its planning work covers retirement and distribution strategies, college funding, tax and estate considerations, risk management, employee benefits and guidance related to divorce or business transitions, and can be delivered as broad-based or modular engagements with implementation support and periodic reviews.
Its investment approach emphasizes Modern Portfolio Theory with a preference for low-cost, passive ETFs and a buy-and-hold posture with periodic rebalancing, while retaining the flexibility to use actively managed funds, individual equities, fixed income, master limited partnerships and REITs where passive strategies appear less appropriate. The firm also employs a blend of fundamental, charting and technical analyses and typically manages accounts under written investment guidelines on either a discretionary or nondiscretionary basis with regular monitoring.
A notable feature is the firm’s provision of periodic, complimentary educational seminars and workshops on topics such as personal finance, retirement planning and estate considerations, which is uncommon among peers. The firm’s combination of passive portfolio construction with technical/charting analysis, together with its modular planning options and coordination with other professionals, may be of interest to clients seeking both educational programming and hands-on implementation assistance.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Investment consultation services
Expertise
College savings (529s, UTMA, etc.)
Divorce financial planning
Business ownership considerations
Retirement withdrawal strategies
Cash flow / budgeting
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.85% annually $2,000,001 - $3,000,000: 0.75% annually $3,000,001 - $4,000,000: 0.65% annually $4,000,001 - $5,000,000: 0.55% annually $5,000,001+: 0.50% annually
$300 per hour, billed in 15-minute increments
Minimum fee: Fixed fee of $3,750 for multi-component financial planning engagements Fee-only: Fixed fee of $3,750 for financial planning; hourly fee of $300 per hour for limited planning engagements
Main office location
Focus Planning Group
Bayport NY, United States
Number of offices
1
Most active in
Focus Planning Group has reported serving >5 clients in these states in the last 12 months.
New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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