F
Focus Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,500,000
Clients
100
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
100
Very HighAverage account size
$35,000
About
Focus Investments serves individual and corporate clients and provides discretionary investment advisory and portfolio management services. The brochure notes the firm manages accounts directly for individuals — a service that is uncommon among similar firms — and it does not participate in wrap fee programs.
The firm emphasizes investing primarily in corporate securities such as stocks, bonds and mutual funds, applying fundamental and economic analysis and conducting periodic account reviews triggered by market conditions or client changes. Focus recommends Charles Schwab & Co. as the brokerage platform, accepts discretionary authority from clients, and indicates it does not have custody of client funds.
Focus charges clients on a percentage-of-assets basis under a tiered schedule, a billing method that is uncommon among peers, and it does not offer performance‑based fees or advise private funds. Founded in 1995 and described as independent of other financial firms, the brochure also discloses that principals and associates may trade for their own accounts after completing client transactions.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $1,000,000: 2% $1,000,000+: 1%
Main office location
Focus Investments, LLC
Duluth GA, United States
Number of offices
0
Most active in
Focus Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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