F
Focus Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,320,575
Clients
18
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$740,032
About
Focus Asset Management LLC provides portfolio management and financial planning services primarily to individual clients, charging customary percentage-of-assets fees. The firm also offers selection of other advisers and runs educational seminars and workshops as part of its client services.
The firm’s advisory relationships are largely non‑discretionary: roughly 95% of its reported assets are managed on a non‑discretionary basis, with a small portion held in discretionary accounts. Separately managed accounts are reported as entirely invested in exchange‑traded equity securities, reflecting an equity‑focused implementation for the accounts it directly manages.
Compared with many independent advisers, Focus Asset Management’s heavy tilt toward non‑discretionary engagements and equity‑only separately managed accounts is uncommon and may appeal to clients who want active advice while retaining final trading authority. The firm’s client base is small—managing about $13.3 million for a limited number of individual clients—which frames it as a compact practice that emphasizes advisory and referral services over delegated trading authority.
Client services
Financial planning
Portfolio management
Selection of other advisers
Fee options
$0 - $500,000: 1.40% $500,000 - $1,000,000: 1.25% $1,000,000 - $5,000,000: 1.00% $5,000,000+: 0.85%
Account minimum: $500,000 minimum Minimum fee: $5,000 minimum annual fee Fee-only: Fees charged as a percentage of assets under management with a minimum annual fee
Main office location
Focus Asset Management LLC
555 Madison Avenue, 5 Th Floor
New York NY 10022, United States
Number of offices
2
Most active in
Focus Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")