FMI Financial, Ltd.

FMI provides investment advisory services to institutional investors, high‑net‑worth individuals, corporate retirement plans, trusts and estates. Its offerings include discretionary portfolio management, investment consulting and manager recommendations, financial planning, retirement‑plan education and seminars; the firm also notes that tax preparation may be provided as part of advisory services.

The firm constructs individualized Investment Policy Statements and emphasizes a long‑term, diversified approach across no‑load mutual funds, ETFs, collective trusts, limited partnerships, equity and fixed‑income securities, and may use options and other derivatives for risk management. As of January 2, 2026, FMI reported $84,071,406 in discretionary assets under management and provides both discretionary asset management and non‑discretionary consulting with ongoing monitoring of recommended third‑party managers.

Distinctive elements in the brochure include an explicit statement that FMI does not accept referral or solicitor fees from recommended managers and that tax preparation can be bundled with advisory services. The firm also discloses periodic due diligence of service providers that use artificial intelligence components, and notes that, for accounts where it has trading authorization, it transacts through each client’s custodian rather than aggregating client orders and typically uses the Schwab Institutional custody and clearing platform.