Flores Wealth Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,967,919
Clients
9
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$329,769
About
Flores Wealth Planning is a small, state‑registered independent advisory firm serving individuals, families, trusts, and employer-sponsored retirement plans, managing roughly $3 million across a very small client base. The firm provides broad financial planning, periodic investment consultation, investment supervisory services, and can implement portfolios using third‑party/outside managers.
The firm’s investment approach emphasizes diversification and Modern Portfolio Theory, typically using passive core allocations with active satellite positions and documenting objectives in an investment policy statement; accounts are often managed on a discretionary basis with periodic monitoring and rebalancing. Flores Wealth Planning also uses outside managers and institutional custody/execution platforms to implement strategies and support reporting and operational needs.
Compared with many peers, the firm provides pension consulting and employee benefit plan services through an affiliation with a third‑party 3(38)/3(21) manager (Vestwell Advisors, LLC) and offers educational workshops and real‑time planning sessions for individuals and employee groups. The sole advisor also provides financial‑wellness and counseling services through outside organizations and maintains institutional relationships (e.g., Betterment Institutional and Schwab) that supply custody/execution plus business support services.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General retirement planning
General estate planning guidance
Fee options
Fixed fees from $500 to $10,000 annually; educational workshops fees from $30 to $300 per attendee
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.90% annually $1,000,000+: 0.80% annually
$300 per hour, billed in 15-minute increments
Monthly or quarterly retainer fees ranging from $100 to $500 per month
Fee-only: Fixed fees ranging from $500 to $10,000 annually; hourly fees of $300 per hour; monthly/quarterly retainers from $100 to $500 per month; upfront planning fees from $500 to $6,000
Main office location
Flores Wealth Planning, LLC
48 Wall Street, Suite 1100
New York NY 10005, United States
Number of offices
1
Most active in
Flores Wealth Planning, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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