Flomartin Securities Corporation

FloMartin Securities Corporation provides investment advisory and pension consulting services to individuals, high‑net‑worth clients, and pension and profit‑sharing plans. The firm advises on a range of instruments — including fixed income, real estate funds (including REITs), equities, ETFs, mezzanine debt, and private placements — and reports roughly $4.4 million in assets across about 26 client accounts.

The firm builds a written Investment Policy Statement for each client and may use model portfolios to tailor asset allocation, security selection, and ongoing monitoring to individual goals, time horizon, and risk tolerance. Although FloMartin may request discretionary trading authority in client agreements, its reported assets are almost entirely managed on a non‑discretionary basis (Discretionary $0 / Non‑discretionary $3.9M as of December 2022), meaning clients generally retain approval of trade decisions.

Compared with many peers, FloMartin combines a predominantly non‑discretionary client base with active and higher‑risk trading tools — including short sales, margin transactions, options strategies, and investments in private placements and mezzanine debt — which can increase portfolio volatility and require more client involvement. The firm also generally requires clients to use a particular broker‑dealer/custodian for execution, a practice that can affect trade routing and the receipt of research or execution benefits.