Fleming Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$89,522,711
Clients
18
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$4,973,484
About
Fleming Wealth Management, LLC provides discretionary portfolio management and financial planning to individuals (including high‑net‑worth individuals), trusts, estates, and charitable organizations; as of December 31, 2025 it reported $89,522,711 in discretionary assets under management for 18 clients. The firm also offers tax preparation services and states it does not charge advisory clients for those tax services.
The firm follows a tailored, suitability‑driven process: it collects client objectives and risk tolerances, constructs and continuously monitors portfolios, and rebalances as conditions or circumstances change. Investment methods noted in the brochure include fundamental analysis, long‑ and short‑term purchases, and the use of mutual funds, ETFs, options, futures and interests in partnerships (for example, real estate and oil and gas) where appropriate, while custody and trade execution are routinely handled through Charles Schwab with aggregated trading for discretionary accounts.
Compared with many independent solo advisers, the firm’s client mix and scale is atypical: a single‑advisor practice managing roughly $90 million for 18 clients implies materially larger average account sizes and an explicit emphasis on high‑net‑worth rather than non‑HNW individual clients. Additional distinguishing details in the brochure include the principal’s CFA credential and prior Big Four experience, the firm’s long operating history since 2004, and the availability of tax preparation to advisory clients at no advisory charge.
Client services
Financial planning
Portfolio management
Advisory consulting
Expertise
Wealth management
Active portfolio management
Tax-loss harvesting
Fee options
$0 - $1,000,000: 0.75% $1,000,001 - $2,500,000: 0.55% $2,500,001 - $5,000,000: 0.45% $5,000,001 - $7,500,000: 0.30% $7,500,001 - $10,000,000: 0.25% $10,000,001 - $20,000,000: 0.20% $20,000,001 - $30,000,000: 0.10% $30,000,001+: 0.07%
$250 per hour, negotiable depending on scope and complexity
Account minimum: $500,000
Main office location
Fleming Wealth Management, LLC
11555 Medlock Bridge Road, Suite 100
Johns Creek GA 30097, United States
Number of offices
1
Most active in
Fleming Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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