Flatrock Wealth Partners LLC

Updated today

Find your advisor

Client assets under management

$417,582,237

Clients

100% high-net worth

Advisors

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$5,720,305

About

Flatrock Wealth Partners serves individuals, high net worth individuals, trusts, estates, foundations and businesses and reports managing about $417.6 million across roughly 73 client relationships. The firm provides wealth management that combines discretionary investment management with financial planning and custodial arrangements through major custodians.

The firm’s investment approach is household‑level and long‑term focused, explicitly incorporating outside assets, human capital, private business holdings, real estate and tax attributes when building portfolios that typically use ETFs, mutual funds and individual stocks. Flatrock’s brochure describes use of fundamental and technical analysis, the potential allocation to private investment funds, interval and real estate vehicles, and the use of independent managers, leverage or short sales where appropriate.

Noteworthy for a firm of its size, the disclosures highlight principal involvement with private investment vehicles — including a co‑general partner role in a private real‑estate LLC — while stating clients are not offered interests in that vehicle, and the brochure indicates the firm may present hypothetical performance examples in its materials. The firm also generally imposes a $5 million relationship minimum and operates with a two‑advisor team, reinforcing its focus on high‑net‑worth relationships rather than mass‑market individual clients.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management Active portfolio management Options & derivatives strategies Private / alternative investments Real estate investing

Occupation focus

Founder/Business Owner Executive

Fee options

Percentage

$0 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.65% annually $10,000,001 - $15,000,000: 0.50% annually $15,000,001 - $20,000,000: 0.45% annually $20,000,001 - $35,000,000: 0.35% annually $35,000,001+: Negotiable

Other

Account minimum: $5,000,000 Fee-only: Fee-based advisory firm; no commissions or other compensation from product sponsors or third parties.

Main office location

Flatrock Wealth Partners LLC

1301 Dove Street, Suite 910

Newport Beach CA 92660, United States

Number of offices

Most active in

Arizona · California · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website (949) 687-2615

Advisors at this firm

John W

CFA®, Series 63, Series 65

Newport Beach, CA

Flatrock Wealth Partners LLC

John West is a CFA® charterholder with 12 years of industry experience. He is currently with Flatrock Wealth Partners LLC, where he has worked since 2022. Prior to this, he spent 15 years at Research Affiliates, LLC. Flatrock Wealth Partners LLC provides wealth management, discretionary investment management, financial planning, and insurance consulting primarily to high-net-worth individuals, trusts, foundations, and businesses. The firm manages approximately $232 million across about 51 client relationships, employing a customized, long-term investment approach that integrates various asset types and considers comprehensive household financial factors.

Wealth management Active portfolio management Options & derivatives strategies Private / alternative investments Real estate investing Founder/Business Owner Executive

Kevin W

CFP®, Series 63, Series 65

Newport Beach, CA

Flatrock Wealth Partners LLC

Kevin Winters is a CFP® with 26 years of industry experience, currently serving as an advisor at Flatrock Wealth Partners LLC since 2022. He previously worked at Pacific Investment Management Company LLC and PIMCO Investments LLC from 2006 to 2022. Winters also works on an interim basis as a consultant to these firms and is a co-general partner in a private real estate LLC. Flatrock Wealth Partners provides wealth management, discretionary investment management, financial planning, and insurance consulting to high-net-worth individuals, trusts, foundations, and businesses. The firm employs a customized, primarily long-term investment approach combining ETFs, mutual funds, individual equities, and selective alternative investments, managing approximately $232 million across about 51 client relationships.

Wealth management Active portfolio management Options & derivatives strategies Private / alternative investments Real estate investing Founder/Business Owner Executive

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support