F
Five Points Investment Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,727,171
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
26
38% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
26
TypicalAverage account size
$1,566,430
About
Five Points Investment Advisors, LLC is a single-advisor independent investment adviser that provides ongoing portfolio management and investment advice primarily to individuals and high‑net‑worth individuals, and also serves charitable organization clients. The firm documents each client’s goals and constraints in an Investment Policy Statement and offers services such as asset allocation, security selection, and regular portfolio monitoring.
FPIAL’s investment process emphasizes equities but also uses mutual funds, fixed income, ETFs and non‑U.S. securities, and employs fundamental, quantitative and technical analysis. The brochure discloses the use of long‑ and short‑term trading, margin and options strategies when appropriate; accounts are managed on a non‑discretionary basis, reviewed monthly by the principal, and clients receive monthly custodial statements.
Compared with many small independent advisers, FPIAL manages roughly $40.7 million across about 26 accounts while explicitly not using third‑party managers and not accepting performance‑based fees. The firm also identifies Schwab Institutional as its recommended custodian (noting possible soft‑dollar research benefits) and describes formal policies for fair allocation of limited investment opportunities and for accommodating client‑imposed investment restrictions.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$0 - $1,000,000: 2.00% $1,000,001 - $5,000,000: 1.75% $5,000,001 - $10,000,000: 1.25% $10,000,001 - And Up: 0.75%
Main office location
Five Points Investment Advisors, LLC
Sarasota FL, United States
Number of offices
1
Most active in
Five Points Investment Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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