FirstGen Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,900,000
Clients
21
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$328,571
About
FirstGen Wealth is a small, independent advisory firm that works primarily with individual clients and also provides services to employer plan sponsors. The firm offers discretionary investment management alongside a range of financial planning engagements — ongoing, project-based, and limited hourly sessions — and delivers educational seminars and speaking engagements.
The firm’s investment approach emphasizes passive asset-allocation grounded in Modern Portfolio Theory and a long-term focus, with portfolios constructed mainly from low-cost index funds and ETFs. Financial planning is integrated into the advisory process via a web-based planning platform, and ongoing planning engagements include monitoring and periodic reviews over a multi-month commitment.
What is notable relative to peers is the firm’s outward-facing educational work and pension consulting: it conducts paid and sometimes pro-bono seminars and runs a small-group educational program (limited to about 15 participants) and a podcast, while also providing employee benefit plan services to plan sponsors. In its plan work the firm discloses limits on advising for certain excluded assets (e.g., employer securities, non-publicly traded real estate, participant loans), a level of pension-consulting capability that is less common among similar independent advisors.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
College savings (529s, UTMA, etc.)
Business ownership considerations
Retirement income strategy
Cash flow / budgeting
General estate planning guidance
Occupation focus
Founder/Business Owner
Executive
Fee options
Fixed fees for Limited Financial Planning Sessions typically range from $990 to $2,970; Project-Based Financial Planning fees $3,500-$6,000 individuals, $5,000-$7,000 couples; Financial Check-Up fees $1,500-$4,000
0.25% to 0.50% annually for Investment Management Services (stand-alone)
Limited Financial Planning Sessions at $495 per hour
Ongoing Financial Planning fees paid monthly or quarterly in advance with minimum annual fee of $6,500 (exclusive of upfront fee); upfront fee ranges $1,000-$2,500 (may be waived)
Minimum fee: Minimum annual fee of $6,500 for Ongoing Financial Planning Services (exclusive of upfront fee) Fee-only: Limited Financial Planning Sessions hourly rate $495/hour; fixed fees typically $990 to $2,970; Project-Based Financial Planning $3,500-$6,000 individuals, $5,000-$7,000 couples; Financial Check-Up $1,500-$4,000
Main office location
FirstGen Wealth
Chicago IL, United States
Number of offices
1
Most active in
FirstGen Wealth has reported serving >5 clients in these states in the last 12 months.
California · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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