First Light Wealth Advisors, LLC logo

First Light Wealth Advisors, LLC

Updated today

Total assets under management

$116,263,725

Total clients

93

29% high-net worth

Total advisors

2

of 4 employees

Firm size

Supported

1-3 advisors or $200M+ in AUM

Average clients per advisor

47

Average account size

$1,250,148

About

First Light Wealth Advisors manages $116,263,725 in discretionary client assets for 93 clients and serves individuals, retirement plans, trusts, estates and business entities with financial planning, investment management and retirement plan consulting. Its advisory services include portfolio management across mutual funds, ETFs, individual debt and equity securities, public and non‑traded REITs, use of Independent Managers, and advice on held‑away products such as variable life/annuity contracts and employer‑sponsored retirement plans.

The firm integrates fundamental and cyclical analysis into an asset‑allocation framework derived from Modern Portfolio Theory to construct portfolios tailored to each client’s risk tolerance, time horizon and liquidity needs. FLWA coordinates with clients’ other professionals when implementing plans, monitors accounts on an ongoing basis with at least quarterly reviews and typically conducts semi‑annual plan reviews with clients.

Distinctive features include a compact advisory team managing a mid‑nine‑figure asset base and a recent transition from state to SEC registration, reflecting a change in its regulatory status and scale. The brochure also discloses potential conflicts — several supervised persons are licensed insurance agents and the firm receives non‑cash support and third‑party credits from its recommended custodian (Schwab) — and the firm does not accept proxy‑voting authority for client securities.

Client services

Portfolio management Pension consulting Selection of other advisers

Expertise

Income planning Cash flow / budgeting Retirement plans for business owners (SEP, solo 401k)

Fee options

Fixed

Fixed fees between $250 and $1,000 depending on advice and advisor

Percentage

$0+: 0.25% – 1.50% (25 to 150 basis points), varies by portfolio size and composition $0+: 0.19% – 0.50% (19 to 50 basis points) for retirement plan consulting services, negotiated per engagement

Commissions

Certain supervised persons offer insurance products on a separate commission basis

Other

Minimum fee: Fixed fees between $250 and $1,000 depending on advice and advisor Fee-only: Fees based on assets under management and fixed fees; no commissions for advisory services

Main office location

First Light Wealth Advisors, LLC

76 East Main Street, Second Floor

Little Falls NJ 07424, United States

Number of offices

1

Most active in

Florida · New Jersey · New York · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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