First Investment Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$66,821,655
Total clients
221
13% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
74
Average account size
$302,360
About
First Investment Corporation is a small advisory firm that manages roughly $67.6 million in client assets across about 221 client relationships and provides services to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, and small businesses. The firm offers financial planning, discretionary investment management, hourly consultations, and retirement‑plan advisory services.
Portfolios are built from mutual funds, exchange‑traded funds, stocks and bonds with asset allocation and suitability determined through client consultations and periodic reviews; the firm typically provides advice under discretionary authority and uses research from mutual fund companies and third‑party data providers. Financial planning is integrated with investment management, and clients may engage for one‑time plans, ongoing management, or retirement‑plan education and enrollment support.
Uncommonly for similarly sized supported firms, the firm’s advisory representatives are also registered representatives of a FINRA‑registered broker‑dealer and the firm directs that broker‑dealer to establish and maintain client accounts, a structure under which representatives may receive commissions and 12b‑1 trail fees and some advisors hold insurance licenses and earn commissions on insurance products. The brochure discloses these affiliations and related conflicts of interest, notes the firm’s current preference for institutional mutual‑fund share classes where available, and describes processes for handling legacy Class A/C holdings.
Client services
Expertise
Occupation focus
Fee options
$0 - $999,999: 1.50% $1,000,000 - $1,999,999: 1.45% $2,000,000 - $2,999,999: 1.40% $3,000,000 - And Over: 1.35%
Advisory representatives earn commissions and 12b-1 fees from sale of mutual funds and insurance products; brokerage clients not charged advisory fees
$150 per hour for financial planning and consultation services; minimum 4 hours; fees generally do not exceed $1,500
Account minimum: $2,500 Minimum fee: Minimum advisory fee of $600 for financial planning services (4 hours at $150/hour) Fee-only: Financial planning and hourly consultation fees charged at $150/hour; financial planning fees generally do not exceed $1,500; minimum 4 hours ($600)
Main office location
First Investment Corporation
307 Se Frank Phillips Blvd.
Bartlesville OK 74003, United States
Number of offices
1
Most active in
Arkansas · Florida · Kansas · Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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