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First Georgetown Securities, Inc.

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Client assets under management

$101,602,194

Clients

122

82% high-net worth

Advisors

2

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

61

Typical

Average account size

$832,805

About

First Georgetown Securities is a small, dual-registered firm that provides discretionary portfolio management primarily to individual clients and some institutional accounts. It manages separate accounts using growth, growth-and-income, and income strategies under written agreements that set client objectives and limitations.

The firm uses a tactical allocation approach informed by both fundamental and technical analysis, with benchmarks such as the S&P 500 for growth and the U.S. 10‑year Treasury for income portfolios. Portfolios may include treasury and corporate bonds, common and preferred stocks, mutual funds, option hedging, occasional short selling, and cash positions; accounts are monitored at least weekly and executed through National Financial Services with custodial statements provided by third-party custodians.

Distinctive features include its dual role as a FINRA-registered broker-dealer and SEC-registered investment adviser, with certain advisory personnel also acting as registered representatives who may receive commission-based compensation and for which the firm discloses mitigation measures. The firm is long-established (in business since 1975), operates with a small team and roughly $101.7 million in AUM, and discloses a limited regulatory history and a 1999 settled client claim in its brochure.

Client services

Portfolio management

Expertise

Active portfolio management Options & derivatives strategies

Fee options

Percentage

0.75% per annum

Commissions

Clients charged commissions at 50% of the firm's regular commission rates, minimum $25 per trade

Other

Account minimum: $250,000

Main office location

First Georgetown Securities, Inc.

1700 Diagonal Rd., Suite 200

Alexandria VA 22314, United States

Number of offices

1

Most active in

More info

Virginia

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 703-519-7700

Advisors at this firm

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Charles H

Series 63, Series 65

Alexandria, VA

First Georgetown Securities, Inc.

Charles Harris is a financial advisor at First Georgetown Securities, Inc. in Alexandria, VA, holding Series 63 and Series 65 licenses with 44 years of industry experience. He has been with First Georgetown Securities since 1982. Outside of finance, he produced and stars in a YouTube TV pilot titled "Becoming Van Vlack," which is unrelated to his advisory work. First Georgetown Securities is a dually registered broker-dealer and investment adviser managing fee-based discretionary portfolios primarily for individual clients, using tactical allocation strategies that combine fundamental and technical analysis. The firm’s portfolios include diversified holdings such as treasury securities, corporate bonds, stocks, and mutual funds, and it manages risk through options, short selling, and cash positions.

Active portfolio management Options & derivatives strategies
user avatar

Robert M

Series 66

Alexandria, VA

First Georgetown Securities, Inc.

Robert Mann is a Series 66 credentialed advisor with 49 years of industry experience. He has been with First Georgetown Securities, Inc. since 1975. First Georgetown Securities is a dually registered broker-dealer and investment adviser that provides fee-based portfolio management primarily to individual clients and some institutional accounts. The firm employs a tactical allocation strategy using fundamental and technical analysis and manages diversified portfolios across various asset classes.

Active portfolio management Options & derivatives strategies
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