First Financial Security, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,717,000
Total clients
29
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$404,034
About
The firm is a small, state-registered independent investment adviser that serves individual clients and manages approximately $9.6 million in client assets (reported as non-discretionary assets across 27 accounts as of December 31, 2024). It offers individualized portfolio management alongside limited securities advice and short-term "special consultation" engagements.
The adviser employs both fundamental and technical analysis and implements long-term, short-term, and trading strategies, presenting a defined allocation to each client after reviewing their financial information. The firm manages client accounts primarily on a non-discretionary basis—clients retain final trading authority—and conducts quarterly reviews while executing trades on an individual rather than block basis.
Compared with peers, the firm’s combination of a solo practice and a high concentration of non-discretionary assets is uncommon among independent advisers. Additional distinguishing practices include not voting client proxies, relying on custodial statements for reporting rather than providing separate written reports, and offering occasional hourly or one-off consultation services.
Client services
Expertise
Fee options
Fixed fee of $150 or $300 in special situations
$0 - $1,000,000: 1.00% annually $1,000,000+: Negotiable
$150.00 per hour in special situations
Fee-only: Asset management fees as stated; hourly fee $150.00; fixed fee of $150 or $300 for special situations
Main office location
First Financial Security, LLC
Pottstown PA, United States
Number of offices
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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