F
First Fidelity Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,314,929
Clients
37
30% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$197,701
About
First Fidelity Group serves individual clients, including high‑net‑worth individuals, providing discretionary portfolio management alongside retirement planning, supplemental employee benefits, and risk‑management advice. The firm also offers guidance on insurance and annuity products as part of its client services.
Investment decisions draw on market‑condition assessments and a mix of analysis techniques — including charting tools (moving averages, oscillators, Bollinger Bands), dividend analysis, and financial statement review — and employ individual equities, ETFs, mutual funds and dividend‑paying securities to align portfolios with client risk profiles. Accounts are generally managed on a discretionary basis with daily monitoring of stock performance and regular reporting to clients.
Noteworthy for a small, owner‑managed RIA, the principal maintains an active insurance license and markets life insurance and annuities, receiving separate compensation for those products, and has prior experience as an investment adviser representative affiliated with broker‑dealer firms. The firm operates without custody of client assets, maintains a written Code of Ethics and emphasizes risk management and retirement‑focused strategies within a single‑advisor practice.
Client services
Portfolio management
Insurance/annuities
Expertise
General retirement planning
Annuities
Fee options
$50,000 - $99,999: 2.0% $100,000 - $499,999: 1.5% $500,000 - $999,999: 1.4% $1,000,000 - $4,999,999: 1.2% $5,000,000+: 1.0%
Account minimum: $50,000 minimum (may be waived at firm's discretion)
Main office location
First Fidelity Group LLC
Birmingham AL, United States
Number of offices
1
Most active in
First Fidelity Group LLC has reported serving >5 clients in these states in the last 12 months.
Alabama · Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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