First Class Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,000,000
Total clients
8
50% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$1,250,000
About
First Class Capital provides financial planning and discretionary portfolio management for individual investors and a range of institutional clients, including pension and profit‑sharing plans, family offices, corporations and other investment advisers. The firm manages roughly ten million dollars across a small number of client accounts and also offers to select other advisers or fund managers on behalf of clients.
The firm’s investment approach is grounded in modern portfolio theory and emphasizes constructing portfolios with low intra‑portfolio correlation using proprietary or third‑party software to quantify diversification. It also incorporates alternative option strategies and other derivatives as hedging tools and actively rebalances portfolios to respond to market volatility.
Compared with many peers, First Class Capital offers an elective performance‑based fee arrangement intended to align advisor and client interests and permits fee collection through the custodian rather than direct billing. The firm also notes its work for institutional clients (including pension plans and other advisers) and the principal’s outside role as a FINRA arbitrator as notable operational features.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Private / alternative investments
Concentrated stock management
Occupation focus
Founder/Business Owner
Executive
Fee options
$0 - $150,000: 1.5% $150,001 - $399,999: 1.25% $400,000+: 1%
Commissions may be received based on insurance products or other non-security related investment instruments; no commissions on mutual funds or ETFs.
Performance-based fee option available for select clients: 15% of capital profits earned, calculated quarterly and deducted by custodian; no management fees based on AUM for these clients.
Fee-only: Financial planning included at no additional fee for clients paying AUM fees.
Main office location
First Class Capital
221 N Jefferson Ave
Liberty MO 64068, United States
Number of offices
1
Most active in
First Class Capital has reported serving >5 clients in these states in the last 12 months.
Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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