Firmo Investment Consulting Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,700,000
Clients
24
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$154,167
About
Firmo Investment Consulting Services provides discretionary asset management and financial planning and consulting to individuals, trusts, estates and business entities. Services include ongoing portfolio management, retirement and legacy planning, cash-flow and tax-efficiency analysis, and implementation support; the firm may engage third‑party sub‑advisors to manage all or part of client portfolios.
Investment programs are tailored to each client’s stated goals, time horizon and risk tolerance and rely on a mix of fundamental, technical and cyclical analysis; the firm uses discretionary authority to implement allocations and conducts periodic (generally quarterly) account reviews with rebalancing and tax‑loss harvesting as appropriate. Portfolios may include long‑term holdings and trading strategies, and the firm documents client‑imposed restrictions and reports account activity through custodian statements.
The firm’s brochure discloses several features that differ from many peers: it reported an arbitration award and a subsequent FINRA suspension and fine related to discretionary trading without prior written authorization, and it discloses the principal’s licensed insurance activity through which separate commissions may be earned (with conflicts mitigated by disclosure and procedures). The firm also may permit borrowing/margin in client accounts and may hire sub‑advisors to implement investment strategies, all of which are described in its disclosure materials.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
General tax planning
Fee options
$100,000 - $999,999: 1.0% annually $1,000,000 - $4,999,999: 0.85% annually $5,000,000 - $9,999,999: 0.65% annually $10,000,000+: Negotiable
Commissions received from insurance product sales; minimal amount.
$150 per hour for financial planning and consulting
Account minimum: $100,000
Main office location
Firmo Investment Consulting Services
155 N. Lake Ave, Suite 800 #301
Pasadena CA 91101, United States
Number of offices
1
Most active in
Firmo Investment Consulting Services has reported serving >5 clients in these states in the last 12 months.
California · Texas · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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