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Fiori Financial Group

Updated today

Client assets under management

$532,137,475

Clients

224

46% high-net worth

Advisors

4

of 8 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

56

Typical

Average account size

$2,375,614

About

Fiori Financial Group is an SEC-registered investment adviser with a four‑advisor team managing roughly $565 million for about 224 clients. The firm offers discretionary portfolio management (including a firm‑sponsored wrap fee program) and pension consulting services for individuals, high‑net‑worth clients, and retirement plans, and it requires a $2.5 million minimum to establish an advisory relationship (waivable at the firm’s discretion).

The firm describes a multi‑disciplinary investment process in its brochure, combining fundamental, technical and charting analysis and implementing strategies that range from long‑term holdings to short‑term trading, option writing (generally covered options), margin, and other derivatives. Fiori Financial Group also provides ongoing account supervision and rebalancing, manages held‑away retirement plan assets through an account aggregation service called Pontera, and discloses use of securities‑backed lines of credit (SBLOCs) as an option for clients.

Several operational and product features set the firm apart from many peers: it is the portfolio manager and sponsor of its own wrap fee program with custody and execution arranged through Goldman Sachs Custody Solutions and Charles Schwab, it discloses third‑party ratings in its materials, and it uses derivatives within separately managed accounts—each an attribute the brochure highlights and that is relatively uncommon among comparable team firms. The brochure also notes practical considerations such as the firm’s use of AI tools for certain workflows and the potential conflicts tied to affiliated broker‑dealer and insurance activities, which the firm discloses and addresses in its compliance policies.

Client services

Portfolio management Pension consulting

Expertise

Options & derivatives strategies

Fee options

Fixed

Fixed fees or percentage of plan assets for Pension Consulting Services, negotiated on a case-by-case basis.

Percentage

$0 - $1,000,000: 1.65% annually $1,000,000 - $3,500,000: 1.50% annually $3,500,000 - $7,500,000: 1.35% annually $7,500,000 - $10,000,000: 1.15% annually $10,000,000 - $20,000,000: 0.95% annually $20,000,000 - $30,000,000: 0.90% annually $30,000,000+: 0.75% annually

Other

Account minimum: $2,500,000

Main office location

Fiori Financial Group

205 South East 20 Th St

Fort Lauderdale FL 33316, United States

Number of offices

2

Most active in

California · Florida · Maryland · Nebraska · New Jersey · North Carolina · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Abraham A

Series 66

Fort Lauderdale, FL

Fiori Financial Group

Abraham Arce is a financial advisor with Fiori Financial Group in Fort Lauderdale, FL, holding a Series 66 designation and seven years of industry experience. He has worked at firms including Raymond James Financial Services Advisors and Alpha Insurance Advisors. Outside of advising, he is a part owner of an ice vending machine business, AC Ice Slingers, LLC. Fiori Financial Group is an SEC-registered investment adviser that provides discretionary portfolio management and pension consulting to individuals, retirement plans, trusts, estates, and business entities. The firm employs a combination of fundamental, technical, and charting analysis to build diversified portfolios and sponsors a bundled wrap-fee program with trade execution and custody relationships at Goldman Sachs and Charles Schwab.

Options & derivatives strategies
user avatar

Marguerite F

Series 63, Series 65, Series 66

Fort Lauderdale, FL

Fiori Financial Group

Marguerite Fiori is a financial advisor with Fiori Financial Group in Fort Lauderdale, FL, holding Series 63, 65, and 66 licenses and 28 years of industry experience. She has served in various roles including CEO and Investment Adviser Representative at FFG Partners, LLC and has a background as a Certified Divorce Financial Analyst. Outside of her advisory work, she is involved in real estate consulting and property management through FFG Realty, LLC, and supports a music band through Fiori Entertainment Ventures. Fiori Financial Group is an SEC-registered investment adviser providing discretionary portfolio management and pension consulting to individuals, retirement plans, trusts, estates, and business entities. The firm employs a combination of fundamental, technical, and charting analysis to build diversified portfolios and sponsors a bundled wrap-fee program with trade execution and custody at Goldman Sachs and Charles Schwab.

Options & derivatives strategies
user avatar

Leslie V

Series 66

Fort Lauderdale, FL

Fiori Financial Group

Leslie Vigil is a financial advisor with Fiori Financial Group in Fort Lauderdale, FL, holding a Series 66 designation and bringing 19 years of industry experience. Prior to joining Fiori Financial Group, Leslie worked at Raymond James Financial Services and Securities America, among other firms. Outside of financial advising, Leslie operates as an independent travel agent with Roarin' Vacation and Tours. Fiori Financial Group is an SEC-registered investment adviser serving individuals, retirement plans, trusts, estates, and business entities with discretionary portfolio management and pension consulting. The firm employs a combination of fundamental, technical, and charting analysis to construct diversified portfolios and offers a bundled wrap-fee program with trade execution and custody services through Goldman Sachs and Charles Schwab.

Options & derivatives strategies
user avatar

Scott V

Series 66

Leland, NC

Fiori Financial Group

Scott Verlangieri is a Series 66-licensed financial advisor with 22 years of industry experience. He is currently affiliated with Fiori Financial Group, where he also serves as Chief Financial Officer. His prior roles include positions at Raymond James Financial Services and Alpha Insurance Advisors. Outside of advising, he is president of SDV Capital, Inc., a support company affiliated with his firm. Fiori Financial Group is an SEC-registered investment adviser providing discretionary portfolio management and pension consulting to individuals, retirement plans, trusts, estates, and business entities. The firm employs a combination of fundamental, technical, and charting analysis to construct diversified portfolios and offers services including defined contribution and defined benefit plan consulting.

Options & derivatives strategies
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