F
Fintelect AM, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,420,000
Total clients
72
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
72
Average account size
$103,056
About
Fintelect AM, LLC provides ongoing discretionary portfolio management to individuals, high‑net‑worth individuals, and investment companies, documenting client objectives and risk tolerances in an Investment Policy Statement and monitoring accounts regularly. The firm implements asset allocation, asset selection, and regular portfolio monitoring and may execute trades without prior client approval under its discretionary authority.
The firm’s investment approach combines cyclical analysis, fundamental analysis, and modern portfolio theory, and it pursues a long‑term trading strategy across mutual funds, equities, fixed income, ETFs, and non‑U.S. securities. Fintelect AM prepares written IPSs, conducts at least quarterly reviews, and recommends a custodian to seek best execution while noting it does not aggregate block trades for multiple clients.
Compared with many small independent advisers, a management person has a fund affiliation as a general partner of an entity named Fintelect Horizons LLC, an affiliation the brochure discloses while stating that the entity will not be offered to advisory clients. The firm also routinely includes non‑U.S. securities in client portfolios and discloses the currency, political, and regulatory risks of non‑U.S. investing, reflecting its service to a notable portion of non‑U.S. clients.
Client services
Portfolio management
Expertise
Wealth management
Fee options
2.00% annually
Account minimum: $50,000
Main office location
Fintelect AM, LLC
Miami Beach FL, United States
Number of offices
1
Most active in
Fintelect AM, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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