Fintech Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,889,421
Clients
9
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$209,936
About
FinTech Wealth Management provides discretionary investment management and ongoing financial consulting to individuals, business owners, executives, professionals, retirees, pre‑retirees, and trusts. Services cover equities, exchange‑traded funds, mutual funds, U.S. Treasuries, bonds, municipal securities, and options, and are tailored to clients’ objectives, risk tolerances, and any investment restrictions.
The firm implements portfolios through three primary strategies — a diversified Core Portfolio, a Fixed Income strategy, and a Concentrated Options strategy that uses cash‑secured puts (with defined strike and duration parameters) and may employ long puts or covered calls as hedges. Accounts are monitored and rebalanced as market conditions and client circumstances change, with formal client reviews at least quarterly and financial consulting offered as a complementary service.
Compared with many independent peers, FinTech Wealth’s routine use of derivatives within separately managed accounts — specifically a structured options program that can include multi‑year put contracts — is atypical, and the firm also offers estate and trust account administration and manages trust/institutional‑type relationships in addition to individual clients. The firm is affiliated with an insurance agency that offers non‑variable annuities and Medicare supplement products, and the advisor’s role as a licensed insurance producer (with disclosed commission arrangements) is identified as a potential conflict that is disclosed to clients.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Occupation focus
Executive
Founder/Business Owner
Retired
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Account minimum: $50,000
Main office location
Fintech Wealth Management, LLC
Belmar NJ, United States
Number of offices
1
Most active in
Fintech Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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