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Finomenon Investments LLC

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Client assets under management

$3,117,000

Clients

16

63% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

8

Very Low

Average account size

$194,813

About

Finomenon Investments LLC provides investment management and financial planning services to individuals, high net-worth individuals, charitable organizations, and businesses. The firm operates on a fee-only basis and offers both ongoing and project-based planning alongside discretionary and non-discretionary portfolio management delivered through third‑party custodians.

The firm builds client portfolios around asset allocation and a mix of passive and active strategies, tailoring allocations, restrictions, and planning recommendations to each client’s goals, risk tolerance, and tax considerations. It may deploy third‑party model portfolios via an unaffiliated technology provider and engages outside managers when appropriate, while also offering socially conscious investment options on request.

Noteworthy for a very small, recently formed adviser (one advisor, 13 clients, under $1 million in AUM), the firm combines direct, hands‑on planning with access to external models and managers. Uncommonly for peers, it also provides educational seminars and speaking engagements for groups as a distinct service in addition to one‑on‑one advisory work.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Wealth management Business ownership considerations College savings (529s, UTMA, etc.)

Fee options

Fixed

Ongoing Financial Planning annual fee ranges from $950 to $2,750, paid bi-annually in advance; initial fee for plan construction up to $1,500

Percentage

$0 - $500,000: 1.00% $500,001 - $3,000,000: 0.90% $3,000,001 - $10,000,000: 0.80% $10,000,001+: 0.60%

Project-based

$300/hour for Project-Based Financial Planning and Educational Seminars

Other

Account minimum: $25,000 to open or maintain an account (may be reduced or waived on a case-by-case basis) Fee-only: Fee-only firm; compensation only from clients for services

Main office location

Finomenon Investments LLC

Kirkland WA, United States

Number of offices

1

Most active in

Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Shabrish M

Series 66

Kirkland, WA

Finomenon Investments LLC

Shabrish Menon is the sole advisor at Finomenon Investments LLC with a Series 66 designation and two years of industry experience. Before founding Finomenon Investments in 2024, he worked at Ameriprise Financial Services and held roles at Amazon and Myntra Designs Pvt Ltd. Outside of his advisory work, Mr. Menon serves as Fundraising Chair for Voice of Planet, a nonprofit supporting small businesses, and is the Founder and Fundraising Chair of Thrivehub Foundation. He also oversees Panum Capital, a private family office in India where he serves as Chief Investment Officer. Finomenon Investments LLC provides investment management and financial planning services to individuals, high net-worth clients, charitable organizations, and businesses. The firm uses a blend of passive and active strategies tailored to clients’ goals, risk tolerance, and tax considerations, and offers socially conscious investment options alongside educational seminars and speaking engagements.

Wealth management Business ownership considerations College savings (529s, UTMA, etc.)
user avatar

Dipit G

Series 65

Kirkland, WA

Finomenon Investments LLC

Dipit Gupta is a financial advisor at Finomenon Investments LLC in Kirkland, WA, holding a Series 65 designation. He began his advisory career in 2025 after completing his education at the University of California at Berkeley. Finomenon Investments LLC provides investment management and financial planning services to individuals, high net-worth clients, charitable organizations, and businesses. The firm offers tailored portfolios combining passive and active strategies, with a focus on asset allocation, risk tolerance, and tax considerations, and also delivers educational seminars and speaking engagements alongside personalized advisory services.

Wealth management Business ownership considerations College savings (529s, UTMA, etc.)
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