F
Finmas Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,499,796
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
121
1% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
121
Very HighAverage account size
$28,924
About
Finmas Capital LLC serves individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and business entities. The firm offers ongoing portfolio management plus financial planning, typically advising on mutual funds, equities, fixed income and ETFs and documenting objectives in client-specific investment policy statements.
The firm applies a blend of analytical methods — including charting, technical and fundamental analysis, quantitative models, and modern portfolio theory — and employs both long- and short-term trading in implementing portfolios. Finmas manages nearly all assets on a non‑discretionary basis, requiring client approval for trades and conducting monthly account reviews.
The firm’s principal maintains outside roles as an accountant and a licensed insurance agent, and the brochure discloses that those activities may result in conflicts when related services are offered to clients. Finmas also requires clients to use a specific custodian (Altruist) and does not aggregate trades for multiple client accounts, practices that distinguish it from many independent advisers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
Financial planning fixed fees between $100 and $2,500
$100 - $100,000: 1.35% $100,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.15% $2,000,001+: 1.00%
Account minimum: $100 Fee-only: Financial planning fixed fees between $100 and $2,500
Main office location
Finmas Capital LLC
Stamford CT, United States
Number of offices
1
Most active in
Finmas Capital LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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