Fingerlakes Wealth Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$231,588,720
This total excludes 20 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
547
17% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
182
Average account size
$423,380
About
Fingerlakes Wealth Management provides comprehensive portfolio management, financial planning, and pension consulting to individuals (including high‑net‑worth clients), trusts, retirement plans and business entities. The three‑advisor firm manages roughly $231.6 million across about 547 client relationships and offers discretionary asset management alongside one‑time and ongoing pension consulting engagements.
The firm’s investment process blends fundamental and technical analysis and can incorporate ESG considerations, with strategies that range from long‑term buy‑and‑hold to active trading and periodic rebalancing. It discloses the use of leverage and derivatives in managed accounts — including margin borrowing, short sales and options — and conducts regular account reviews at least quarterly.
Fingerlakes operates a hybrid structure: its supervised persons are registered representatives of the affiliated broker‑dealer Fortune Financial Services, Inc., and are licensed insurance agents/brokers, so non‑advisory commissionable product sales and insurance solutions are available alongside fee‑based advisory services. The firm also acts as an ERISA Section 3(21) fiduciary for pension clients and discloses potential conflicts arising from its broker‑dealer and custodian relationships.
Client services
Financial planning
Portfolio management
Pension consulting
Fee options
Pension consulting flat fees generally range from $750 to $10,000 annually for ongoing services.
$0 - $250,000: 1.000% $250,001 - $500,000: 0.975% $500,001 - $750,000: 0.950% $750,001 - $1,000,000: 0.900% $1,000,001 - $1,500,000: 0.800% $1,500,001 - $2,000,000: 0.700% $2,000,001 - $5,000,000: 0.600% $5,000,001+: 0.500%
Offered through supervised persons registered with affiliated broker-dealer for non-advisory accounts; commissions may be earned on securities sales.
Financial consulting services at $250 per hour, negotiable.
Account minimum: $75,000 Fee-only: Comprehensive Portfolio Management fees tiered as above; Financial Consulting at $250/hour (may be negotiable); Pension Consulting charged as flat fees ranging from $750 to $10,000 annually or percentage of assets under management based on engagement scope.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Fingerlakes Wealth Management, Inc.
450 North Aurora Street
Ithaca NY 14850, United States
Number of offices
1
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