F
Finesse Funds, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$55,796,603
Total clients
21
29% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
21
Average account size
$2,656,981
About
The firm provides investment management and financial planning services to individuals, trusts, and small businesses, and assists clients with establishing and allocating assets in Section 529 college savings plans. Portfolios are typically constructed using index mutual funds and exchange-traded funds, and the firm commonly refers clients to a third‑party sub‑advisor for implementation and trading.
The firm’s investment approach is grounded in Modern Portfolio Theory: it uses an asset-allocation questionnaire to recommend diversified mixes of stocks, bonds and cash, favors low-cost index funds, and emphasizes periodic rebalancing and a long-term orientation. The firm manages some accounts on a discretionary basis while accounts managed by the sub‑advisor remain non‑discretionary and are reviewed according to that third party’s processes.
Noteworthy features include the principal’s concurrent legal and accounting practices and formal affiliations with a legal professional corporation and accounting services, which the firm discloses and addresses as potential conflicts of interest. The brochure also discloses prior professional disciplinary matters involving state attorney regulation and the state board of accountancy that the firm reports have been remedied.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Fee options
$0 - $1,000,000: 0.95% annually $1,000,001 - $3,000,000: 0.85% annually $3,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.65% annually
Up to $500 per hour for financial planning and special projects; $450 per hour for state 529 plan advice.
Fee-only: Up to $500 per hour for financial planning and special projects; $450 per hour for state 529 plan advice and related services; fees are negotiable.
Main office location
Finesse Funds, LLC
132 Midland Avenue, Suite 3
Basalt CO 81621, United States
Number of offices
1
Most active in
Finesse Funds, LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")