FinancialFamilies
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
18
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$0
About
FinancialFamilies provides financial planning and investment review services to individual and high‑net‑worth families, with written or electronic financial plans that address retirement, estate, tax, insurance, business planning, cash flow and college savings. Clients receive tailored recommendations and may implement investments through a custodian of their choice; assets are held by qualified custodians and the firm acts as a fiduciary.
The firm emphasizes a planning‑focused, non‑discretionary approach: it prepares client‑specific plans, makes investment recommendations, and conducts periodic reviews (at least annually or when triggered by material events) rather than offering ongoing discretionary portfolio management. Its stated methods of analysis include charting, fundamental, technical, quantitative techniques and modern portfolio theory, and it typically recommends mutual funds, ETFs (including precious metal ETFs), REITs and fixed‑income instruments when appropriate.
Relative to many peers, the firm does not provide continuous portfolio management or use percentage‑of‑assets‑under‑management pricing, and it discloses it does not accept outside compensation for product sales or performance‑based fees. As a single‑advisor practice, it maintains basic business continuity procedures but explicitly discloses there is no formal succession plan to continue the advisory business in the event the sole advisor is unable to continue, a factor prospective clients may wish to consider.
Client services
Financial planning
Gives advice on investments approximately once a year.
Gives advice on investments approximately once a year.
Expertise
Business ownership considerations
Business exit / sale strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
Minimum fee: $2,000/year for net worth under $1,000,000; $3,000/year for net worth above $1,000,000 (negotiable fixed annual retainer) Fee-only: Negotiable fixed annual retainer billed quarterly or monthly in advance, $2,000/year or $3,000/year depending on net worth tier with 25% discount available
Main office location
FinancialFamilies
Carroll OH, United States
Number of offices
1
Most active in
FinancialFamilies has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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