Financial Vision Advisory Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$35,000,000
Total clients
148
3% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
148
Average account size
$236,486
About
Financial Vision Advisory Services is an independent registered investment adviser that provides tailored portfolio management and financial planning to individuals, families and businesses and, unusually for peers, also serves charitable organizations. The firm manages approximately $35 million in discretionary client assets across roughly 148 client relationships.
The firm develops individualized investment policies through in-depth client interviews and implements portfolios using fundamental analysis, mutual funds and ETFs, and a mix of long- and short-term strategies; it offers both discretionary and non-discretionary management and delivers written financial plans addressing retirement, estate, tax and cash-flow matters. Account supervision is conducted through ongoing monitoring and periodic (typically quarterly) reviews, with client reporting primarily delivered via custodian statements.
Noteworthy distinctions include the firm’s engagement with charitable organization clients—a relatively rare client type among independent advisers—and its principal’s concurrent broker-dealer and insurance activities, which the brochure discloses as creating potential conflicts of interest to be managed. The firm also delegates proxy voting to clients (it does not vote proxies on their behalf), a procedural choice that affects how governance-related decisions are handled.
Client services
Expertise
Fee options
Financial Planning/Consulting Services flat annual fees, not to exceed $10,000 per year
Maximum of 3% annually, exact fee stated in client agreement
Commissions may be received by David M. Parent as a registered representative on securities and insurance transactions but these are separate from advisory fees
Account minimum: $50,000
Main office location
Financial Vision Advisory Services, LLC
55 Hartland Street, Suite 402
East Hartford CT 06108, United States
Number of offices
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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