Financial Synergy, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,600,000
Total clients
12
25% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$550,000
About
The firm works with individual clients, offering financial planning and portfolio management alongside advisory services. In addition to investment advice, it provides tax preparation and planning and can offer insurance products through its licensed insurance activity.
The firm operates largely on a non-discretionary basis, leaving final trading decisions with clients while providing recommendations and plan implementation options. It conducts much of its business remotely and integrates accounting and tax expertise into client planning, reflecting its owner’s background in accounting and tax credentials.
Distinctive features include the firm’s combination of advisory services with tax-practice capabilities as an Enrolled Agent and licensed insurance activity, a mix that is uncommon among independent solo advisors. The firm’s small client base and hands-on, non-discretionary model differentiate its practice from larger discretionary-focused advisory firms.
Client services
Financial planning
Portfolio management
Expertise
General tax planning
Wealth management
Fee options
Potential commissions through insurance company products
Fee-only: Fees for tax planning and preparation
Main office location
Financial Synergy, Inc.
Seymour IL, United States
Number of offices
2
Most active in
Financial Synergy, Inc. has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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