Financial Synergistics Group, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Financial Synergistics Group primarily serves prospective investors and institutional prospects by introducing them to a third‑party asset manager (Private Management Group) and by offering standalone financial planning and insurance services. The firm’s referral activity targets individuals, endowments, businesses, and nonprofit organizations, and it does not open or maintain investment accounts for those it introduces.
Rather than providing discretionary investment management, the firm’s discussions focus on the asset manager’s investment philosophy and making introductions; formal investment advice and portfolio management are provided by the asset manager to whom investors are referred. Financial Synergistics Group also offers financial-planning engagements, insurance product sales, and an estate‑planning solution via a technology platform, and it discloses that it has no custody or discretionary authority over referred investors’ assets.
Compared with peers in the investment-manager category, the firm is notable for operating an affiliated insurance business and acting as an insurance broker/agent that sells annuities and life insurance—relationships the brochure discloses as potential conflicts of interest. It also departs from the common asset-manager fee model: the firm reports $0 assets under management and does not charge percentage‑of‑AUM advisory fees, instead receiving promoter revenue‑sharing from the asset manager and charging fixed and hourly fees for planning and related services.
Client services
Financial planning
3rd party solicitor/promoter for other investment advisers
3rd party solicitor/promoter for other investment advisers
Expertise
Long-term care insurance
Retirement income strategy
Business succession planning
Life insurance needs analysis
Fee options
Examples include: Life insurance policy review $500-$1,000; Retirement income strategies $2,500; Long-term care cost analysis $1,250; Estate planning review $5,000; Family planning advice initial plan $2,500; Annual/quarterly reviews $500; Business planning fees $2,500-$5,000; Corporate benefit consulting $1,500; Wealth.com setup fee $750; Wealth.com annual subscription $100
Commissions earned on insurance products based on standard commission schedule; not negotiable
Hourly consulting/advisory rate $500 per hour
Wealth.com annual subscription fee $100 (optional)
Minimum fee: Financial planning fees range from $5,000 to $20,000 (negotiable) Fee-only: Financial planning fees range from $5,000 to $20,000 (negotiable); hourly fee $500 per hour
Main office location
Financial Synergistics Group, Inc.
180 E. Main Street, Suite 206
Tustin CA 92780, United States
Number of offices
2
Most active in
Financial Synergistics Group, Inc. has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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