Financial Strategy Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$0
About
Financial Strategy Advisors, LLC is a fee‑only registered investment adviser that provides personalized financial planning to individual clients, including high‑net‑worth individuals. The firm does not provide portfolio management for client accounts, does not custody client assets, and does not execute trades on clients’ behalf.
Advisory services are delivered through three engagement types — open retainers, project retainers, and a limited financial review — with recommendations that primarily emphasize mutual funds and exchange‑traded funds. The firm’s investment analysis references Modern Portfolio Theory and employs both long‑ and short‑term strategies, and it notes that tax efficiency is not a primary focus and that clients should consult tax professionals as needed.
Distinctive features include billing by flat retainers and fixed fees rather than the more common percentage‑of‑AUM model, and an unusually small, solo practice structure. The sole adviser devotes significant professional time to an unrelated dental practice, and the advisory business maintains a limited client base.
Client services
Financial planning
Expertise
General retirement planning
Fee options
Financial Review: $950 fixed fee; Project Retainer: flat fee based on scope and time projected; Open Retainer: flat annual fee paid quarterly in advance.
Fee-only: Open Retainer fee ranges from $3,000 to $25,000 in the first year, $2,000 to $20,000 for renewal years; Project Retainer fees are flat amounts established at outset; Financial Review fee is fixed at $950.
Main office location
Financial Strategy Advisors, LLC
Bayside NY, United States
Number of offices
1
Most active in
Financial Strategy Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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